Regulatory Compliance Specialist - Nedbank



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Nedbank Banking Jobs in Johannesburg


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Job Purpose

  • To inter alia consult, collaborate, advise, consider, review and consolidate the relevant cluster(s) and/or group view in respect of relevant domestic/international legislation and articulate such view at the required industry associations.
  • Reporting and identification of domestic regulatory developments and international trends. 

Job Responsibilities

  • Consult, collaborate, advise, consider, and review the business on international best practices, and aspects regarding regulatory developments.
  • Support the team and central function by assisting in developing, reviewing, and giving input into policies, procedures, frameworks and tools with a specific focus on relevant risk legislation, for the benefit of the larger organisation.
  • Identify, define and agree on the regulatory universe applicable for each relevant Business Unit, mitigating risks.
  • Advise and support business in terms of applicability of regulation and in so doing, mitigate risk. 
  • Advise business of changes in regulation and identify the potential impact of these changes on the business.
  • Influence the enhancement of business processes and methodologies specific to the area’
  • Create and strengthen awareness of business compliance status in relation to evolving regulatory landscape
  • Promote and facilitate cross Cluster engagement. 


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  • Enable management to make informed decisions
  • Ensure that stakeholder relationships are effectively managed
  • Obtain buy-in for developing new and/or enhanced processes that will improve the functioning of stakeholders' businesses.
  • Stay abreast of developments in field of expertise, ensuring personal and professional growth.
  • Understand and embrace the Nedbank vision and values, leading by example.
  • Ensure upskilling and effective handover to relevant responsible person.
  • Educate self-regarding business, through engagement, meetings, procedures and policy awareness.
  • Contribute to a culture of transformation by participating in Nedbank culture building initiatives, business strategy, and CSI.
  • Assist in drafting and compiling submissions into and prepare executive forum packs

Essential Qualifications - NQF Level

  • Advanced Diplomas/National 1st Degrees

Preferred Qualification

  • Legal qualification

Essential Certifications

  • Compliance Institute of South Africa preferred

Preferred Certifications

  • Compliance Institute of South Africa (CISA)
  • Admitted Attorney 

Minimum Experience Level

3-5 years in a senior compliance/risk/governance role

Technical / Professional Knowledge

  • Relevant Governance controls and regulatory knowledge
  • Corporate Governance & Compliance
  • Compliance reporting
  • Archiving Documentation
  • Policy & Procedural Knowledge


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Behavioural Competencies

  • 360° Decision Making
  • Influencing
  • Building Trusting Relationships
  • Managing Work
  • Quality Orientation
  • Stress Tolerance

 




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